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ADKAR: Knowledge, Ability and Reinforcement
making the change
An overview of Prosci's ADKAR Model

Prosci's ADKAR® Model is one of the most widely-requested and sought after models for change management. It is a simple but extraordinarily powerful model to help drive successful change in one's personal or professional life. Many attendees of Prosci's 3-day certification program call it "ADKAR training" - even though the majority of the program focuses on the organizational change management process - because ADKAR is what they remember and begin applying immediately. The first tutorial in this series provided five reasons why ADKAR "clicks" for change management practitioners. The second tutorial provided an overview of the first two building blocks - Awareness and Desire. This tutorial presents an in-depth discussion of the last three building blocks - Knowledge, Ability and Reinforcement. 

 

Introduction

Prosci's ADKAR Model is an individual change management model. It outlines the five building blocks of successful change, whether that change occurs at home, in the community or at work. The name "ADKAR" is an acronym based on the five building blocks:

  •   A   Awareness of the need for change
  •   D   Desire to participate and support the change
  •   K   Knowledge on how to change
  •   A   Ability to implement required skills and behaviors
  •   R   Reinforcement to sustain the change

 

The final three building blocks of Prosci's ADKAR Model are Knowledge, Ability and Reinforcement. This is where the individual who is making the change ultimately begins doing things the new way. It involves knowing how to make the change, making the change and ultimately staying with the change. While these building blocks are where the actual change occurs, it is important to remember the building block nature of ADKAR - Knowledge, Ability and Reinforcement cannot be attained without the pre-requisite Awareness and Desire (read more about the first two building blocks).

- ADKAR: A model for change -

  • For a complete description of Prosci's ADKAR Model, including how you can use it to implement successful change, purchase the ADKAR book for only $18.95 - available as a paperback or MP3 download
  • Learn more:
       Overview 
       Table of contents 
       Excerpts 
       Preface
  • Interested in deploying ADKAR into your organization? Call +1-970-203-9332 to discuss training and licensing options.

 


 

Knowledge

Knowledge is the third building block of Prosci's ADKAR Model. Knowledge is probably the building block that poses the fewest issues. Why? Because organizations have a long and rich history with delivering training - most even have an entire department dedicated to training along with specialists that focus on education. However, training is not the only way to develop knowledge. The table below includes some additional approaches and tactics to consider.

From a change management perspective, it is important to recognize two distinct types of Knowledge that must be supported. The first is Knowledge on how to change (what to do during the transition), and the second is Knowledge on how to perform effectively in the future state (knowledge on the ultimate skills and behaviors needed to support the change). In practice, both of these types of Knowledge may be integrated and addressed with a single plan, but as you are documenting and developing training requirements it is important to consider both of these aspects.

A final note about Knowledge - Knowledge is only effective when the individual already has Awareness and Desire. Each of us has been to a training program where we were not sure why we were there in the first place. Think about 1) how you felt and 2) what you ultimately took away from the training event. The answers are probably: 1) confused and 2) very little. Without Awareness and Desire, you cannot effectively create the Knowledge that is necessary for a change to be successful. 

 

Knowledge
What builds Knowledge on how to change?
  • Training and education

  • Experience

  • Access to information

  • Mentoring

Potential Challenges and Resisting Factors:
  • Gap between current knowledge levels and desired knowledge levels

  • Insufficient time (conflicting demands)

  • Inadequate resources available for training

  • Lack of access to the necessary information

  • Capacity to learn

Examples:
  • Formal training programs

  • Job aides

  • One-on-one coaching

  • User groups and forums

  • Troubleshooting guidance

 

 


 

Ability

Ability is the building block of Prosci's ADKAR Model that follows Knowledge. This is the stage in the process where the change actually occurs and is defined by the demonstrated achievement of the change (such that the expected performance results are achieved).

While Knowledge and Ability can seem similar, there can be a very large gap between the two. An example that illustrates this gap is playing golf. While someone can gain the Knowledge by working with a golf pro - learning how to approach the ball, how far apart the feet should be, that it is important to keep one's head down when following through, how to swing correctly - it may take many years for this Knowledge to translate into Ability in terms of performance on the golf course.

Below are some factors that help foster Ability as well as some potential factors that can hamper Ability.

 

Ability
What fosters Ability to implement the required skills and behaviors?
  • Practice

  • Time

  • Coaching or role modeling behavior

  • Access to right tools

  • Feedback

Potential Resisting Factors:
  • Inadequate time available to develop skills

  • Lack of support resources

  • Existing habits contrary to the desired behavior

  • Psychological blocks 

  • Limitations in physical abilities

  • Individual capabilities (personal limitations)

Tactics for fostering Ability:
  • Direct involvement of coaches

  • Access to subject matter experts

  • Performance monitoring

  • Hands-on practice during training

  • Availability of expert resources to help employees

 

 


 

Reinforcement

Reinforcement is the final building block of Prosci's ADKAR Model. It is a natural tendency to resort to what we know. In fact, there is research emerging about how the brain functions that suggests it is not just a natural tendency, but in fact physiological tendency. While making a change is difficult, sustaining a change can be even more difficult. This is why Reinforcement is such a critical component of successful change - it encompasses the mechanisms and approaches so that the new way stays in place.

One of the reasons Reinforcement can be difficult, from a change management perspective, is that once a change is finished, we are often already moving on to the next change. It takes concerted effort and time to make sure a change "sticks" - and given the scarce resources and change saturation that many organizations face, Reinforcement efforts can often fall short. As the final building block of successful change, the focus on Reinforcement must be maintained so that changes are sustained and deliver results.

 

Reinforcement
What builds Reinforcement to sustain the change?
  • Celebrations

  • Rewards and recognition

  • Feedback

  • Corrective actions

  • Visible performance measurement

  • Accountability mechanisms in place

Potential Resisting Factors:
  • Rewards not meaningful or not associated with achievement 

  • Absence of reinforcement for accomplishments

  • Negative consequences including peer pressure for desired behavior

  • Incentives that directly oppose the change

 

Tactics for fostering Reinforcement:
  • Feedback from supervisors directly to employees - saying "Thank you"

  • Visible recognition by senior level sponsors

  • Project-sponsored celebrations for employees

  • Compensation and appraisal systems designed to support the change

 

 


 

Implications for change management professionals

Below are some tips and reflections about Knowledge, Ability and Reinforcement that can help change management professionals be more effective in implementing change.

  • Change does not begin with Knowledge. Without a holistic model for individual change, like Prosci's ADKAR Model, teams can easily fall into the trap of simply sending employees to training when a change is being introduced. This rarely drives successful change and can often have negative and lasting impacts on the employees that must bring a change to life in their day-to-day work. Training is critical, but it must occur in the context of sufficient Awareness and Desire.

  • Do not assume that with Knowledge comes Ability. There is often a large gap between Knowledge and Ability. Ensure that along with training to impart Knowledge, employees are given sufficient tools for building their own Ability including hands-on practice, support from coaches and the availability to network and work with others who have made the change successfully.

  • Keep a focus on Reinforcement, even when it is difficult. There is so much change going on in organizations today that maintaining a focus on reinforcing change is difficult. Acknowledge this fact, and the tendency to simply "move on" once a change goes live, and build the necessary mechanisms to reinforce a change. You only know if a change was successful if you take a step back afterward and see if employees are actually doing their jobs differently.

 

 

Coming up: applications of Prosci's ADKAR Model for managing change

 

 

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Order online - secure server Order the Change Management Toolkit or Change Management Pilot for complete change management assessments, templates, guidelines and plans
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Prosci Change Management Certification

Program highlights:
  • Apply the methodology as you learn it on a real project
  • Learn from experienced executive instructors
  • Become part of a change management community
  • Earn 2.4 CEUs, 24 PDUs and 22.75 HRCI recertification credits
  • Walk away with products and course materials worth over $1000

Download the certification program brochure

Upcoming sessions:

  • March 2 - 4: San Francisco, CA area
  • March 16 - 18: Denver, CO area
  • March 23 - 25: Washington, DC area
  • April 13 - 15: Denver, CO area
  • April 20 - 22: Las Vegas, NV area (the week before Prosci's Global Conference in Las Vegas)
  • May 18 - 20: Washington, DC area
  • July 13 - 15: Washington, DC area

Visit the certification training page

Email a certification inquiry or call
970-203-9332 to register today.

“The best training class I have had in years. Goes way beyond the strategy and framework and focuses on real world problems and the tools to solve them.”
- Jennifer J., April 2009 participant

“This was the most effective and engaging course I've ever taken. I feel that I can truly use this knowledge in my personal and professional life immediately.”
- Lisa S., February 2009 participant

“Awesome - truly one of the most beneficial programs I have ever attended - immediate application on the job!”
- Robin S., March 2009 participant

“This program absolutely over-delivered my expectations. I now feel more prepared and better equipped to do my job.”
- Paul S., January 2009 participant

 

 

Offerings for applying Prosci's change management methodologies:

Training:

  • Change management certification ($2100) - 3-day program where you bring a project you are working on and apply all of the assessments and tools as you learn them - taught by former fortune 500 executives at locations across the US - includes over $1000 in products, including the Best Practices in Change Management benchmarking report, the Change Management Toolkit and the Change Management Pilot 2010
  • Train-the-trainer ($2400) - learn how to teach Prosci change management training programs in your organization
  • Onsite training - bring Prosci to your location for 3-day certification programs, 4-6 hour executive briefings, 1-day manager programs or 1-day employee programs - call +1-970-203-9332 for more information

Methodology tools:

  • Change Management Toolkit ($349) - hardcopy 3-ring binder presenting Prosci's change management methodology, includes templates, checklists and assessments for managing the people side of change (includes CD-ROM)
  • Change Management Pilot Pro 2010 ($449) - online tool including Prosci's change management methodology, eLearning modules and downloadable templates, assessments, presentations and checklists
  • Change Management Guide for Managers and Supervisors ($189) - tools to help supervisors engage and coach their direct reports through change (includes 4 copies of the Employee's Survival Guide)
  • PCT Analyzer ($149/$349) - web-based tool for collecting PCT Assessment data, analyzing results, identifying risks and developing action steps

References and books:

  • Best Practices in Change Management benchmarking report ($249 / quantity discounts available) - journal-style report with lessons learned and best practices from 575 participants, presented in an easy-to-use format - reads as a checklist of what to do and what not to do
  • Change Management: the people side of change ($18.95 / quantity discounts available) - a primer for anyone involved in organizational change that addresses why manage change, individual change management and organizational change management
  • ADKAR: a model for change ($18.95 / quantity discounts available) - the definitive work on Prosci's ADKAR® Model
  • Employee's Survival Guide to Change ($14.95 / quantity discounts available) - a handbook to help employees survive and thrive during change, answers frequently asked questions and empowers employees to take charge of change

 

 

*** Prosci also offers leadership packages - groupings of products at discounts that offer you some of the most helpful and common combinations of Prosci change management resources

 

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Email a Prosci analyst or call 970-203-9332 with questions about the methodology, its application, or finding the right resources to support your change management activities.

 

 


 

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